Know-How

RegTech Know-How Series #5

Luxembourg fund industry players, in particular investment fund managers and regulated funds, have been the focus of several recent regulatory developments to combat money laundering and terrorist financing (AML/CFT). The need for sector-specific AML/CFT measures is partly due to the particularities of collective investment structures,...

RegTech Know-How Series #1

On 22 October 2018, the Luxembourg insurance sector regulator, the Commissariat aux Assurances (CAA), issued an impactful text in the form of CAA Circular 18/9 introducing new harmonized evaluation questionnaires relating to risks of exposure to money laundering and terrorism financing for life-insurance companies. Circular 18/9...